Every story as it arrives, newest first, from all verified sources.
Corporate finance firms help businesses raise funding and implement strategic transactions, supporting investment and growth.This brings responsibility: clients need to be able to trust that firms will act with integrity and manage any conflicts of interest. That trust underpins…
The FCA has set out clearer expectations for asset managers about long-term investments, such as property. This will help give the market more confidence to invest in funds that support private markets.The new rules mean that investors will have to give 90 days' notice to access…
Das Staatssekretariat für Wirtschaft (SECO) hat eine Änderung des Anhangs der Verordnung vom 7. August 1990 über Wirtschaftsmassnahmen gegenüber der Republik Irak (SR 946.206) publiziert.
The Swiss Financial Market Supervisory Authority FINMA has partially revised its practice in Circular 2016/7 “Video and online identification”. It has taken into account the latest technological developments, particularly with regard to the Federal Act on Electronic Identity…
Minutes of the Federal Open Market Committee, September 15-16, 2026
The Securities and Exchange Commission today moved for entry of a final judgment by consent against Stephen Kenneth Leech II, the former co-chief investment officer of registered investment adviser Western Asset Management Company LLC, whom the SEC…
The Securities and Exchange Commission’s Compliance Outreach Program announced today that it will host a virtual national seminar for investment companies and investment advisers on November 19, 2026. The purpose of the event is to help chief compliance…
Just over a week ago, we received the incredibly sad news that a whistleblower, Simon Andriesz, who we had been in contact with over many years, had died. We’ve shared our condolences, and our thoughts are with his family and loved ones.We’re often in contact with people in…
Federal Reserve Board announces approval of application by Isabella Bank Corporation
The Securities and Exchange Commission, in coordination with other U.S. and global financial regulators, today issued a joint investor bulletin as part of World Investor Week (WIW). The bulletin encourages investors to be resilient in changing…
Speech by Jon Relleen, director of infrastructure and exchanges, at the Reform of the UK Public and Private Capital Markets Summit 2026. The Economic Secretary to the Treasury has discussed the contribution of UK markets to economic growth.I want to build on that by talking…
Three quarters of the Basel Committee’s 27 member jurisdictions have now published regulations implementing the full set of Basel III standards. Almost all member jurisdictions have publicly announced that banks must apply Basel III by April 2027 or earlier. The Committee will…
Federal Reserve Board announces approval of application by Fleur Capital Corporation
Federal Reserve Board announces it will extend, until November 4, the comment period on its proposal to modernize Regulation O
EBA E-mail alert 2 October, 2026 Date 02/10/2026 Anonymous (not verified) Fri, 10/02/2026 - 17:00 Final Q&As 2026_7779 Scope of Article 6 lit. c RTS
Federal Reserve Board issues enforcement action with Ontario Bancorporation, Inc.
The latest FCA and Practitioner Panel survey shows rising levels of satisfaction, confidence and trust in the FCA among firms, alongside a strong understanding of Consumer Duty expectations. The FCA and Practitioner Panel annual survey of regulated firms provides valuable…
The Securities and Exchange Commission today proposed new rules and amendments to provide a tailored framework for the custody of crypto assets for registered investment advisers and regulated funds, i.e. registered investment companies and business…
The Securities and Exchange Commission’s Division of Examinations today published its new handbook, “The SEC Exam Handbook: A Practical Guide on Process and Engagement,” which replaces and expands upon the previous examination brochure by providing…
Alexandra Karg, Head of the Operations division and a member of the Executive Board, has decided to leave the Swiss Financial Market Supervisory Authority FINMA on 30 November 2026, after 10 successful years. FINMA’s CEO and Executive Board thank Alexandra Karg for her valuable…
